Investment Company and. Variable Contracts Products Principals (Series 26) Practice Exam

Disable ads (and more) with a membership for a one time $2.99 payment

Prepare for the Series 26 Exam with our comprehensive quiz. Enhance your understanding of investment companies and variable contracts products with detailed questions and explanations. Maximize your exam success!

Each practice test/flash card set has 50 randomly selected questions from a bank of over 500. You'll get a new set of questions each time!

Practice this question and more.

Members must update their emergency contact information within how many days of a material change?

10 days
15 days
30 days
45 days

The correct answer is: 30 days

Members are required to update their emergency contact information within 30 days of a material change. This regulation is in place to ensure that firms maintain up-to-date and accurate records, which are critical for compliance and for safeguarding the interests of clients and personnel within the organization. Ensuring timely updates helps facilitate quick and efficient communication in case of emergencies or significant events that could impact operations. Adhering to this 30-day timeframe is essential for regulatory compliance and effective risk management within the firm.